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New Southern Advisory Services CRD 158724
$40.2M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1922 Exeter Road Suite 15, Germantown, TN 38138-2949 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-01-01 |
| TN | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2016-09-23 |
Branch Locations
1922 Exeter Road Suite 15, Germantown, TN 38138-2949 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Germantown | TN | 04/2004 | Present |
| Self Employed | Germantown | TN | 03/2006 | Present |
| New Southern Advisory Services, Llc | Germantown | TN | 07/2011 | Present |
(1) SELF-EMPLOYED, GERMANTOWN, TENNESSEE, NOT INVESTMENT RELATED, SCREENPLAY WRITER, 4/2004, MORE THAN 40 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING HOURS; (2) SELF EMPLOYED, GERMANTOWN, TENNESSEE, SINGER/SONG WRITER, NOT INVESTMENT RELATED, 03/2006, LESS THAN 20 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 1988-10-27 |
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