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David Scott Nichols

Osaic Wealth, Inc.

West Des Moines, IA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-11-03
  • IA RA
    APPROVED
    Since 2023-11-03

Branch Locations

3737 Woodland Avenue Suite 500, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Des Moines IA 01/1987 Present
Fsc Securities Corporation West Des Moines IA 02/2012 11/2023
Osaic Wealth, Inc. West Des Moines IA 11/2023 Present
  • 01/1987 → Present
    Massmutual Life Insurance Company
    Des Moines, IA
  • 02/2012 → 11/2023
    Fsc Securities Corporation
    West Des Moines, IA
  • 11/2023 → Present
    Osaic Wealth, Inc.
    West Des Moines, IA
Previous Registrations
  • 2012-02-03 → 2023-11-03
    Fsc Securities Corporation
    West Des Moines, IA
  • 1999-11-29 → 2012-02-09
    Mml Investors Services, Llc
    Des Moines, IA
    West Des Moines, IA
    West Des Moines, IA
Other Businesses

1) DJ NICHOLS INSURANCE INC; POSITION: PRESIDENT; NATURE: FIXED ANNUITIES; S CORP; INVESTMENT RELATED: YES; NUMBER OF HOURS: 0; SECURITIES TRADING HOURS: 0; START DATE: 07/03/2012; ADDRESS: 3737 WOODLAND AVE SUITE 500, WEST DES MOINES IA 50266; DESCRIPTION: S CORP FOR TAX FILING PURPOSES.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-02-10
  • S63 Uniform Securities Agent State Law Examination
    1989-02-10

View on SEC IAPD

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PARK AVENUE SECURITIES LLC

Other Investors

DANIEL ALEXANDER ALLEN
JENNIE JEAN HENRY
PATRICK JOSEPH BYRNE
EDDIE RAY COLEMAN
JAMES LAWRENCE LUMLEY
CONOR J BOFFELI
Signe Olson
ANDREW JAY HIMELSON

Other Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
FOSTER GROUP, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA

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