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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-09-23 |
| CT | RA | APPROVED | 2022-08-17 |
Branch Locations
143 Federal Road, Brookfield, CT 06804 • United States
44 Lake Avenue Extension, Danbury, CT 06811 • United States
2 Prospect Street, Ridgefield, CT 06877 • United States
146 Greenwood Ave, Bethel, CT 06801 • United States
Somers, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| People'S Securities, Inc. | Bridgeport | CT | 12/2013 | Present |
| People's United Advisors, Inc | Bridgeport | CT | 05/2018 | Present |
| Lpl Financial Llc | Brookfield | CT | 08/2022 | Present |
| Lpl Financial Llc | Brookfield | CT | 08/2022 | Present |
1. 08/18/2022 - Wilmington Advisors@ M and T - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Financial Advisor - Start Date - 08/20/2022 - 189 Hours Per Month/137 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 1987-07-30 |
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