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Matthew Christopher Sherman

Equitable Advisors, LLC

Brookfield, CT

CRD 3233146

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-06
CT RA APPROVED 2015-02-17
  • TX RA
    APPROVED_RES
    Since 2022-01-06
  • CT RA
    APPROVED
    Since 2015-02-17

Branch Locations

304 Federal Road Suite 303, Brookfield, CT 06804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 11/2014 06/2020
Equitable Advisors, Llc New York NY 11/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-30
S63 Uniform Securities Agent State Law Examination 1999-07-29
  • S66 Uniform Combined State Law Examination
    2014-12-30
  • S63 Uniform Securities Agent State Law Examination
    1999-07-29

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
EDWARD JONES
WESTMINSTER FINANCIAL ADVISORY CORP

Nearby Investors

FREDERICK ANTON LANDWEHR
RONALD JOSEPH MOLLES
MICHELLE TROEST MCGUIRE

Nearby Offices

LPL FINANCIAL LLC · BROOKFIELD, CT
EDWARD JONES · BROOKFIELD, CT
EQUITABLE ADVISORS, LLC · BROOKFIELD, CT

More in Brookfield, CT

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