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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-25 |
| NY | RA | APPROVED | 2021-05-18 |
| CT | RA | APPROVED | 2005-10-26 |
Branch Locations
Cross River, NY • United States
304 Federal Road Suite 303, Brookfield, CT 06804 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 02/2004 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 02/2004 | Present |
01/13/2026-present, Board member/officer/director of Lewisboro Horsemen's Association PO Box 102 South Salem, NY 10590, Attend bimonthly meetings and maintain membership logs and event expenses, no annual compensation 1 hr per month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-19 |
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