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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-02-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Brookfield | CT | 03/2006 | 10/2017 |
| Securities America, Inc. | Brookfield | CT | 10/2017 | 02/2023 |
| Securities America Advisors | Brookfield | CT | 10/2017 | 02/2023 |
| Landwehr & Spaho, Cpa's | Brookfield | CT | 10/2017 | 02/2023 |
| Lpl Financial Llc | Brookfield | CT | 02/2023 | Present |
1) 2/1/2023: Landwehr Family LLC; Brookfield, CT; Real Estate Rental; Inv. related; start date 1/4/1995; 2hrs/mo. 2) 2/1/2023: Fritz Motorsports, LLC; At reported business location(s); Business Entity For Tax/Investment Purposes Only; Inv. related; start date 11/1/1994; 1hrs/mo.; 0hrs during trading. 3) 2/1/2023: Landwehr Family Partnership, LLC; At reported business location(s); Business Entity For Tax/Investment Purposes Only; Inv. related; start date 1/4/1995; 2hrs/mo.; 0hrs during trading. 4) 2/1/2023: Fred Landwehr; At reported business location(s); Non-Variable Insurance; Inv. related; start date 2/6/2023; 160hrs/mo.; 40hrs during trading. 5) 2/1/2023: Landwehr & Spaho; At reported business location(s); Tax Prep/Accounting/CPA; Inv. related; start date 9/1/2017; 160hrs/mo.; 40hrs during trading. 6) 2/1/2023: Fred Landwehr; At Reported Business Location(s); Notary; Not Inv. related; start date 9/1/1995; 1hs/mo. during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-08 |
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