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Kathryn Delores Carroll

St. Bernard Financial Services, Inc.

Russellville, AR

Russellville, AR

Beebe, AR

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Current Employers
St. Bernard Financial Services, Inc.

1609 West Main St, Russellville, AR 72801 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2010-05-04
  • AR RA
    APPROVED
    Since 2010-05-04

Branch Locations

1609 West Main St., Russellville, AR 72801 • UNITED STATES

1609 West Main St, Russellville, AR 72801 • United States

Beebe, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
St. Bernard Financial Services, Inc Russellville AR 05/2010 Present
Previous Registrations
  • 2007-09-20 → 2010-05-18
    Investment Professionals, Inc.
    Greenbrier, AR
    Greers Ferry, AR
    San Antonio, TX
    Heber Springs, AR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-19
S63 Uniform Securities Agent State Law Examination 1989-11-16
  • S66 Uniform Combined State Law Examination
    2007-09-19
  • S63 Uniform Securities Agent State Law Examination
    1989-11-16
Other Names
  • Delores Carroll

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · RUSSELLVILLE, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Russellville, AR
OSAIC WEALTH, INC. · RUSSELLVILLE, AR
MONEY CONCEPTS CAPITAL CORP · Russellville, AR
AMERIPRISE FINANCIAL SERVICES, LLC · Russellville, AR
PFS INVESTMENTS INC. · RUSSELLVILLE, AR
&PARTNERS · Russellville, AR
EQUITABLE ADVISORS, LLC · RUSSELLVILLE, AR

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