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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED_RES | 2025-09-05 |
Branch Locations
209 West Main Street Suite 2, Russellville, AR 72801 • United States
3101 South 70Th Street, Fort Smith, AR 72903 • United States
209 West Main Street Suite 2, Russellville, AR 72801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Beall Barclay & Company, Plc | Fort Smith | AR | 09/2004 | 10/2018 |
| 1St Global Capital Corp. | Fort Smith | AR | 09/2004 | 10/2019 |
| 1St Global Advisors Inc. | Fort Smith | AR | 09/2005 | 10/2019 |
| Avantax Insurance Services | Fort Smith | AR | 01/2005 | 09/2025 |
| Landmark Financial, Llc | Fort Smith | AR | 10/2018 | Present |
| Avantax Advisory Services | Fort Smith | TX | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc. | Fort Smith | AR | 10/2019 | 09/2025 |
| Cetera Wealth Services, Llc | Conway | AR | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) LANDMARK FINANCIAL, LLC POSITION: BMS Advisor NATURE: BMS Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 310 SECURITIES TRADING HOURS: 248 START DATE: 10/01/2018 ADDRESS: 3101 S 70th St, Fort Smith AR 72903, DESCRIPTION: BMS Advisor 2) LANDMARK FINANCIAL MANAGEMENT, LLC POSITION: Advisor NATURE: Entity is the wealth management division of Landmark Financial, LLC in the state of Arizona. it is jointly owned by Landmark Financial, LLC and David Monheit through his wealth management entity. The entity name of Landmark Financial, LLC was already taken in AZ so we could not use this name. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2021 ADDRESS: 12455 West Bell Rd, Surprise AZ 85378, DESCRIPTION: Financial Advisor / Member 3) COMPASS PROPERTIES, LLC POSITION: Owner NATURE: LLC created for the purchase of current office building from previous retired CPA partners INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2021 ADDRESS: 3101 South 70th Street, Fort Smith AR 72903, DESCRIPTION: Passive Owner - I don't do anything related to the operations of this OBA. I signed my name to be liable for a portion of the debt on the property. 4) TTNT HOLDINGS, LLC POSITION: Member / Owner NATURE: Passive Real Estate for a commercial building INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/21/2023 ADDRESS: 2711 Parkway Ln, Van Buren AR 72956, United States DESCRIPTION: No duties - I just own the commercial building for potential rent or selling later on
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-12 |
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