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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-09-05
TX RA APPROVED_RES 2025-09-05
  • AR RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

209 West Main Street Suite 2, Russellville, AR 72801 • United States

3101 South 70Th Street, Fort Smith, AR 72903 • United States

209 West Main Street Suite 2, Russellville, AR 72801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Beall Barclay & Company, Plc Fort Smith AR 09/2004 10/2018
1St Global Capital Corp. Fort Smith AR 09/2004 10/2019
1St Global Advisors Inc. Fort Smith AR 09/2005 10/2019
Avantax Insurance Services Fort Smith AR 01/2005 09/2025
Landmark Financial, Llc Fort Smith AR 10/2018 Present
Avantax Advisory Services Fort Smith TX 10/2019 09/2025
Avantax Investment Services, Inc. Fort Smith AR 10/2019 09/2025
Cetera Wealth Services, Llc Conway AR 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 09/2004 → 10/2018
    Beall Barclay & Company, Plc
    Fort Smith, AR
  • 09/2004 → 10/2019
    1St Global Capital Corp.
    Fort Smith, AR
  • 09/2005 → 10/2019
    1St Global Advisors Inc.
    Fort Smith, AR
  • 01/2005 → 09/2025
    Avantax Insurance Services
    Fort Smith, AR
  • 10/2018 → Present
    Landmark Financial, Llc
    Fort Smith, AR
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Fort Smith, TX
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Fort Smith, AR
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Conway, AR
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Irving, TX
    Fort Smith, AR
    Russellville, AR
    Dallas, TX
  • 2005-10-14 → 2019-10-25
    1St Global Advisors Inc
    Fort Smith, AR
  • 2008-04-25 → 2008-10-27
    Beall Barclay Advisors, Llc
    Fort Smith, AR
Other Businesses

1) LANDMARK FINANCIAL, LLC POSITION: BMS Advisor NATURE: BMS Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 310 SECURITIES TRADING HOURS: 248 START DATE: 10/01/2018 ADDRESS: 3101 S 70th St, Fort Smith AR 72903, DESCRIPTION: BMS Advisor 2) LANDMARK FINANCIAL MANAGEMENT, LLC POSITION: Advisor NATURE: Entity is the wealth management division of Landmark Financial, LLC in the state of Arizona. it is jointly owned by Landmark Financial, LLC and David Monheit through his wealth management entity. The entity name of Landmark Financial, LLC was already taken in AZ so we could not use this name. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2021 ADDRESS: 12455 West Bell Rd, Surprise AZ 85378, DESCRIPTION: Financial Advisor / Member 3) COMPASS PROPERTIES, LLC POSITION: Owner NATURE: LLC created for the purchase of current office building from previous retired CPA partners INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2021 ADDRESS: 3101 South 70th Street, Fort Smith AR 72903, DESCRIPTION: Passive Owner - I don't do anything related to the operations of this OBA. I signed my name to be liable for a portion of the debt on the property. 4) TTNT HOLDINGS, LLC POSITION: Member / Owner NATURE: Passive Real Estate for a commercial building INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/21/2023 ADDRESS: 2711 Parkway Ln, Van Buren AR 72956, United States DESCRIPTION: No duties - I just own the commercial building for potential rent or selling later on

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-18
S63 Uniform Securities Agent State Law Examination 1999-01-12
  • S66 Uniform Combined State Law Examination
    2005-08-18
  • S63 Uniform Securities Agent State Law Examination
    1999-01-12
Designations

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