Roger Dale Brunk

Current Employers

Employment History

• 05/2002 → 10/2018
  Beall Barclay Wealth Management, Llc
  Fort Smith, AR
• 11/2002 → 10/2019
  1St Global Capital Corp.
  Fort Smith, AR
• 11/2002 → 10/2019
  1St Global Advisors Inc.
  Fort Smith, AR
• 10/2004 → 09/2025
  Avantax Insurance Services, Inc.
  Fort Smith, AR
• 10/2018 → Present
  Landmark Financial. Llc
  Fort Smith, AR
• 10/2019 → 09/2025
  Avantax Advisory Services
  Fort Smith, AR
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Fort Smith, AR
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Fort Smith, AR
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Dallas, TX
  Dallas, TX
  Fort Smith, AR
  Russellville, AR
• 2002-11-18 → 2019-10-25
  1St Global Advisors Inc
  Fort Smith, AR
• 2008-04-25 → 2008-10-27
  Beall Barclay Advisors, Llc
  Fort Smith, AZ
• 2002-02-07 → 2002-11-20
  Morgan Stanley Dw Inc.
  Little Rock, AR

Other Businesses

1) LIBERTY, INC; OWNER; RENTAL PROPERTY; IR; HRS 0; HRS 0; 06/01/2006; Sallisaw OK; Owner 2) LIBERTY INVESTMENTS, LLC; owner; holding company real estate companies; IR; HRS 0; HRS 0; 11/01/2017; Roland OK; holding company. 3) AJ GALLAGHER; referring agent; health insurance brokerage. I receive referral fees on health insurance, dental, vision, accident; NIR; HRS 1; HRS 1; 10/01/2018; 3101 S. 70th St., Fort Smith AR 72903; referral to AJ Gallagher. 4) 3 GOODFELLAS, LLC POSITION: 1/3 owner; NATURE: 502 SW A, LLC purchased real estate lot; for liability purposes; IR; HRS 1 HRS 1; 01/15/2018; Roland OK;1/3 owner. 5) LIBERTY CAPITAL INVESTMENTS, LLC; POSITION Owner; holding company to hold/own my interest of real estate companies that have been approved by 1st Global; NIR; HRS 1 TRAD HRS 1; 11/01/2017; PO Box 250, Roland OK; holding company only, no duties 6) LANDMARK FINANCIAL MANAGEMENT, LLC; owner; wealth management; IR; HRS 10; HRS 5; 01/01/21; Surprise AZ 85378; I will serve in an advisor capacity 6) COMPASS PROPERTIES OF FORT SMITH, LLC; owner; real estate holding company that will own the Fort Smith building in which Landmark CPAs and Landmark Financial operate; NIR; HRS 1; HRS 0; 11/01/2021; 3101 South 70th Street, Fort Smith AR 72903; I will own my equal prorate portion of the entity...all other owners will be partners of Landmark CPAs or Landmark Financial. I will be a voting owner but will not have day-to-day decision making responsibility nor control bank account 7) LANDMARK FINANCIAL, LLC; Financial Advisor; Marketing our 1st Global wealth management services to the public; IR; HRS 160; HRS 160; 10/01/2018; 3101 South 70th St., Fort Smith AR 72903 DESCRIPTION: Financial Advisor. 8) Merchant Processing, LLC; Owner; merchant credit card processing; NIR; 1; 0; 01/01/2026; PO Box 250 Roland OK 74954; my duties would be to setup the entity. I would make introductions to large relationships that could become referral sources to the sales team, attend meetings 9) FINANCIAL SERVICES INSTITUTE; INV REL NO; 1201 PENNSYLVANIA AVE. NW, SUITE 700, WASHINGTON, DC 20004; NATURE OF BUSINESS: BOARD; START DATE: 1/2026; POSITION: MEMBER OF THE BOARD OF DIRECTORS; APX # OF HRS PER WK: 2; APX # OF HRS DUR TRAD HRS: 0; DUTIES: PARTICIPATE IN QRTLY BOARD MEETINGS; 10) FIRSTAR FINANCIAL CORPORATION; INV REL: NO; 510 N MAIN ST, MUSKOGEE, OK 74401; NATURE: BOARD; DATE: 2/2026; POSITION: BOARD OF DIRECTOR; APX # OF HRS PER WK: 1; APX # OF HRS DUR TRAD HRS: 0; DUTIES: SERVE ON THE BOARD OF DIRECTORS, ATTEND 9 IN-PERSON MEETINGS, 2 MEETINGS VIRTUAL INCLUDING SERVE ON THE BOARD OF FIRSTAR BANK (WHOLLY OWNED SUBSIDIARY); 11) FIRSTAR BANK; INV REL: NO; 1720 E CHEROKEE AVE SALLISAW, OK 74955; NATURE BOARD; DATE: 2/2026; POSITION: ELECTED BOARD MEMBER; APX # OF HRS PER WK: 1; APX # OF HRS DUR TRAD HRS: 0; DUTIES: TO SERVE ON THE BOARD OF DIRECTORS, ATTEND 9 IN-PERSON MEETINGS, 2 MEETINGS VIRTUAL. FIRSTAR BANK IS A WHOLLY OWNED SUBSIDIARY OF FIRSTAR FINANCIAL CORPORATION 12) FIRSTAR FINANCIAL CORPORATION - EXECUTIVE COMMITTEE OF SHAREHOLDERS; INV REL: NO; 510 N MAIN STREET MUSKOGEE, OK 74401; NATURE: BOARD; DATE: 02/2026; POSITION/TITLE/RELATIONSHIP: ELECTED COMMITTEE MEMBER; APX # OF HRS PER WK: 1; APX # OF HRS DUR TRAD HRS: 0; DUTIES: TO SERVE ON THE FIRSTAR FINANCIAL BOARD OF DIRECTORS, ATTEND 9 IN-PERSON MEETINGS, 2 MEETINGS VIRTUAL INCLUDING SERVE ON THE BOARD OF FIRSTAR BANK (WHOLLY OWNED SUBSIDIARY); 13) FIRSTAR BANK AUDIT COMMITTEE; NOT INV RLTD; 1720 E CHEROKEE AVE, SALLISAW, OK 74955; BOARD; 3/2026; COMMITTEE MEMBER; APX # OF HRS/WK: 1; APX # OF HRS DUR TRD HRS: 0; DUTIES: ATTEND AUDIT COMMITTEE MEETINGS;

Exams

• S66 Uniform Combined State Law Examination
  2001-08-10

Other Names

• Roger Dale Brunk
• Roger Dale Brunk
• Dale Brunk