Steve Grossbard

Current Employers

Employment History

• 12/2013 → 09/2020
  First Allied Securities
  San Diego, CA
• 12/2013 → 09/2020
  First Allied Advisory Serivces, Inc.
  Chesterfield, MO
• 09/2020 → 07/2022
  Prudential Insurance Company Of America
  East Hanover, NJ
• 09/2020 → 07/2022
  Pruco Securities, Llc.
  East Hanover, NJ
• 07/2022 → Present
  Mml Investors Services Llc
  Fairfield, NJ
• 07/2022 → Present
  Massmutual Life Insurance Co
  Fairfield, NJ

Previous Registrations

• 2020-09-23 → 2022-07-11
  Pruco Securities, Llc.
  Basking Ridge, NJ
  East Hanover, NJ
  Roseland, NJ
• 2013-12-13 → 2020-09-18
  First Allied Advisory Services, Inc.
  San Diego, CA
  Roseland, NJ
  East Hanover, NJ
• 2010-10-25 → 2013-12-13
  Ic Advisory Services, Inc.
  Roseland, NJ
  Bedminster, NJ
• 2006-08-11 → 2010-10-28
  Osaic Wealth, Inc.
  Verona, NJ
  West Orange, NJ

Other Businesses

(1)Name: GFC Wealth Management Inv Rel: Y Add: 101 Eisenhower Pkwy Roseland NJ 07039 Nature: LLC used for accounting and billing Position: Owner Start Date: 7/11/2022 No hrs/mo: 1 No hrs/mo during trading: 0 Describe duties: Pay bills. (2)Name: Steve Grossbard Inv Rel: N Add: Residential Address Nature: Sports Official Position: Owner Start Date: 6/22/2022 No hrs/mo: 5 No hrs/mo dur trading: 0 Describe duties: Self-Defense coach. I run Self-Defense seminars 2-3 x a month.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-07-07
• S63 Uniform Securities Agent State Law Examination
  1987-06-17

Other Names

• Steven Grossbard