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Lawrence Thomas Giannone

Raymond James Financial Services Advisors, Inc

Johnstown, PA

CRD 1679135

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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-03-24
  • PA RA
    APPROVED
    Since 2010-03-24

Branch Locations

1404 Dwight Drive, Johnstown, PA 15904 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Johnstown PA 03/2010 Present
Giannone Family Partnership Johnstown PA 01/2011 11/2021
Raymond James Financial Services Advisors, Inc. Johnstown PA 03/2010 Present
Giannone Realty Corporation Johnstown PA 08/2014 11/2021
Thomas Financial Associates Johnstown PA 03/2010 Present
Giannone Family Partnership Johnstown PA 10/2014 11/2021
  • 03/2010 → Present
    Raymond James Financial Services
    Johnstown, PA
  • 01/2011 → 11/2021
    Giannone Family Partnership
    Johnstown, PA
  • 03/2010 → Present
    Johnstown, PA
  • 08/2014 → 11/2021
    Giannone Realty Corporation
    Johnstown, PA
  • 03/2010 → Present
    Thomas Financial Associates
    Johnstown, PA
  • 10/2014 → 11/2021
    Giannone Family Partnership
    Johnstown, PA
Other Businesses

(1)Name of Business: LT Giannone Financial Services Address: 1404 Dwight Dr, Johnstown, PA, 15904, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 08/21/2013 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: owner of support company

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-03
  • S66 Uniform Combined State Law Examination
    2002-09-03

View on SEC IAPD

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