William James Hargreaves

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → 08/2021
  Morgan Stanley
  Johnstown, PA
• 01/2015 → 08/2021
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 08/2021 → Present
  Raymond James Financial Services, Inc.
  Johnstown, PA
• 08/2021 → Present
  Raymond James Financial Services Advisors, Inc.
  Johnstown, PA
• 08/2021 → Present
  Thomas Financial Associates
  Johnstown, PA
• 09/2021 → Present
  William J. Hargreaves, Llc
  Johnstown, PA

Previous Registrations

• 2011-10-13 → 2021-09-15
  Morgan Stanley
  Johnstown, PA
  Greensburg, PA

Other Businesses

(1)Name of Business: Sunnehanna Country Club Address: 1000 Sunnehanna Dr., Johnstown, PA, 15905, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board Investment Related: No Start Date: 03/15/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: The "House Committee" advises the club on \nactivities such as promoting events, guidance on house rules/dress code, service/waitstaff protocol, etc. My role has no relation to the organization's 401k or investments. \n (2)Name of Business: William J. Hargreaves, LLC Address: 1404 Dwight Drive, Johnstown, PA, 15904, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 09/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: required as an employee of RJFS

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-10-12
• S63 Uniform Securities Agent State Law Examination
  2000-05-02

Other Names

• Bill Hargreaves