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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-12
PA RA APPROVED 2025-03-14
  • TX RA
    APPROVED
    Since 2026-02-12
  • PA RA
    APPROVED
    Since 2025-03-14

Branch Locations

1404 Dwight Drive, Johnstown, PA 15904 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Johnstown PA 02/2010 Present
Thomas Financial Associates Johnstown PA 02/2010 Present
Raymond James Financial Services Advisors, Inc. Johnstown PA 03/2025 Present
Other Businesses

(1)Name of Business: Conemaugh Township Varsity Track & Field Address: West Campus Ave, Davidsville, PA, 15928, United States Activity Type: Part-Time Activity/Employment Position/Title: Other Investment Related: No Start Date: 03/02/2026 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Head Varsity Boys Track & Field Coach\n\nRun practices and coach kids on all track and field events. Coach kids at meets. Season runs March through May, annually. (2)Name of Business: CT Soccer Boosters Address: West Campus Ave, Davidsville, PA, 15928, United States Activity Type: Non profit Position/Title: Officer - President Investment Related: Yes Start Date: 03/04/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Oversee schematics for soccer program at MS and HS levels. Ensure fundraising acitivites cover the needs of the program. Help generate fundraising ideas, communicate information to parents/atheletes. Oversee and plan CT soccer camp for youth in area. Help plan end of season banquets. Create agendas and divide out responsibilites to other parents of players. (3)Name of Business: Erin Sotosky Notary Address: 1404 Dwight Dr, Johnstown, PA, 15904, United States Activity Type: Other Position/Title: Notary (Paid) Investment Related: No Start Date: 12/01/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Notarize documents (4)Name of Business: Thomas Financial Associates Address: 1404 Dwight Dr, Johnstown, PA, 15904, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/25/2010 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Registered Sales Assistant - All operational activities, customer service, marketing development, compliance organization, investment research, etc

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-10
S63 Uniform Securities Agent State Law Examination 2004-02-06
  • S66 Uniform Combined State Law Examination
    2025-03-10
  • S63 Uniform Securities Agent State Law Examination
    2004-02-06
Other Names
  • Erin Michelle Walczak

View on SEC IAPD

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