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John Francis Roesch

Voya Financial Advisors, Inc.

Columbus, OH

CRD 1679100

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Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2011-01-03
  • OH RA
    APPROVED
    Since 2011-01-03

Branch Locations

7965 North High Street, Suite 150, Columbus, OH 43235 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Columbus OH 09/2014 Present
  • 09/2014 → Present
    Voya Financial Advisors
    Columbus, OH
Previous Registrations
  • 2005-09-23 → 2011-01-03
    Voya Financial Partners, Llc
    Columbus, OH
    Columbus, OH
Other Businesses

INDEPENDENT INSURANCE AGENT POSITION: INDEPENDENT INSURANCE AGENT NATURE: FIXED INSURANCE SALES INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 10/01/2009 ADDRESS: 7965 North High Street #150, Columbus OH 43235, United States DESCRIPTION: SALE OF FIXED INSURANCE PRODUCTS

View on SEC IAPD

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