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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-02-15 |
| OH | RA | APPROVED | 2005-08-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith, Inc. | Columbus | OH | 03/2000 | Present |
| Bank Of America, N.A. | Columbus | OH | 01/2022 | Present |
I*4645281, Entity Type: , Name of OBA: Estate of M L A , Address: Columbus, Ohio, 43229, Investment Related: N, Position, Title, Association: Administrator, Employee Start Date: 05/22/2026, No Hours: 5 Monthly, No Hours during Trading: 0 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-27 |
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