Carl David Weise

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1999 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Upper Arlington, OH
• 05/2011 → Present
  Bank Of America, N.A.
  Upper Arlington, OH

Other Businesses

I*1725289 , Entity Type,Charitable Name of OBA:The Lifewise Foundation Address:Hilliard, Ohio,43026 Investment Related: Yes Position, Title, Association: Board Member,Ot Employee Start Date: 02/26/2024 No Hours: MONTHLY No Hours during trading: 0 Duties:The Lifewise Foundation will invest charitable donations received to be used for the benefit of the Lifewise Academy. Distribution will be made from the foundation on a periodic basis to support the operating expenses of The Lifewise Academy, a registered 501c3 charitable organization. FINRA Other Business

Exams

• S66 Uniform Combined State Law Examination
  1998-07-31