Inactive

Richard Stephen Esposito

Lighthouse Wealth Management, LLC

Claim This Profile

Current Employers

Lighthouse Wealth Management, Llc

2913 Harrington Avenue, Bronx, NY 10461 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-03-02

NY RA
APPROVED

Since 2022-03-02

Branch Locations

2913 Harrington Avenue, Bronx, NY 10461 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bank Of New York	New York	NY	11/2003	Present
Bny Investment	New York	NY	11/2003	Present

11/2003 → Present

Bank Of New York

New York, NY
11/2003 → Present

Bny Investment

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-08-07
S63	Uniform Securities Agent State Law Examination	2001-03-13

S65 Uniform Investment Adviser Law Examination

2007-08-07
S63 Uniform Securities Agent State Law Examination

2001-03-13

Designations

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

OSAIC INSTITUTIONS, INC.

Other Investors

YANIQUE KEISHA PAULA ANDERSON

MARK CHARLES JAFFE

MATTHEW FARRELL GRIFFIN

Tommaso A Mellone

Salvatore Sferruzza

Other Offices

J.P. MORGAN SECURITIES LLC · BRONX, NY

CITIGROUP GLOBAL MARKETS INC. · BRONX, NY

J.P. MORGAN SECURITIES LLC · BRONX, NY

TD PRIVATE CLIENT WEALTH LLC · Bronx, NY

CITIZENS SECURITIES, INC. · BRONX, NY

J.P. MORGAN SECURITIES LLC · BRONX, NY

LPL FINANCIAL LLC · BRONX, NY

STATE FARM INVESTMENT MANAGEMENT CORP. · Bronx, NY

More in Bronx, NY

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