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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-18
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2022-07-18
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

2725 East Tremont Avenue, Bronx, NY 10461 • United States

3169 Bainbridge Avenue, Bronx, NY 10467 • United States

3408 Jerome Avenue, Bronx, NY 10467 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na. Bronx NY 06/2007 Present
J.P. Morgan Securities Llc Bronx NY 10/2012 Present
Previous Registrations
  • 2007-06-19 → 2012-10-01
    Chase Investment Services Corp.
    Bronx, NY
    Bronx, NY
    Bronx, NY
    Bronx, NY
    Rutherford, NJ
    Maywood, NJ
  • 2004-11-09 → 2007-05-24
    Citicorp Investment Services
    New York, NY
    Bronx, NY
    Bronx, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-12-30
S63 Uniform Securities Agent State Law Examination 2000-01-07
  • S65 Uniform Investment Adviser Law Examination
    2003-12-30
  • S63 Uniform Securities Agent State Law Examination
    2000-01-07

View on SEC IAPD

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