Mark Charles Jaffe

Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
PR	RA	APPROVED	2025-06-04
NY	RA	APPROVED	2021-08-17
CA	RA	APPROVED	2007-05-29

PR RA
APPROVED

Since 2025-06-04
NY RA
APPROVED

Since 2021-08-17
CA RA
APPROVED

Since 2007-05-29

Branch Locations

Citi Retail Banking 1800 Williamsbridge Road, Bronx, NY 10461 • United States

Cwm Retail, Sales 1764-1770 Crosby Avenue, Bronx, NY 10461 • United States

Citi Wealth Management, Sales 2071 Lemoine Avenue, Ste 1, Fort Lee, NJ 07024 • United States

Norwalk, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Bronx	NY	05/2007	Present

05/2007 → Present

Citigroup Global Markets Inc.

Bronx, NY

Previous Registrations

2004-12-06 → 2007-05-29

Citicorp Investment Services

Bronx, NY

Bronx, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-12-05
S63	Uniform Securities Agent State Law Examination	1989-03-08

S65 Uniform Investment Adviser Law Examination

1998-12-05
S63 Uniform Securities Agent State Law Examination

1989-03-08

View on SEC IAPD

Current Employers

Citigroup Global Markets Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews