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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2010-01-01 |
Branch Locations
4400 Post Oak Parkway Suite 1800, Houston, TX 77027 • United States
Houston, TX • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Ag | Geneva | 01/2008 | Present | |
| Ubs Financial Services Inc. | Houston | TX | 01/2010 | Present |
MOSSY RIDGE RANCH LLC; 2158 Bancroft Street, Houston, TX 77027; raise cattle; Partner; decide when to plant, fertilize sell calves, etc.; 3/21/2013; Business hours per month: No // HIDELGARD PROPERTIES LLC; 26B West Shady Ln, Houston, TX 77063; Manages rental property, owned by me; Officer; See that rents are paid; 4/26/2013; Business hours per month: No // RICDIEL LLC; 26B West Shady Ln, Houston, TX 77063; real estate investments; Other; I'm a member; investments; 7/1/2018; Business hours per month: No hil-phil .llc, houstontxUnited States,limited liability company,Real Estate,general partner of Philip k Smith family limited Partnership,Partner,signing on behalf of Philip k Smith family ltd partnershipStart date -5/15/2013 personal name ,Dr Katy Texas United States , Sole proprietorship , Real Estate ,renting ,, Proprietor / owner keep contact with the real estate agent and deposit the rent , Start date 3/13/2026
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-07-23 |
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