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Marygrace Guastella

Rbc Capital Markets, LLC

Red Bank, NJ

Red Bank, NJ

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2022-11-18
TX RA APPROVED 2022-11-17
NJ RA APPROVED 2021-12-10
  • VI RA
    APPROVED
    Since 2022-11-18
  • TX RA
    APPROVED
    Since 2022-11-17
  • NJ RA
    APPROVED
    Since 2021-12-10

Branch Locations

328 Newman Springs Road Suite 380, Red Bank, NJ 07701-5687 • United States

Red Bank, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc. Shrewsbury NJ 03/2007 09/2021
Ubs Financial Services Inc Red Bank NJ 09/2021 11/2021
Rbc Capital Markets, Llc Florham Park NJ 11/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-11
S63 Uniform Securities Agent State Law Examination 2010-08-09
  • S66 Uniform Combined State Law Examination
    2018-05-11
  • S63 Uniform Securities Agent State Law Examination
    2010-08-09
Other Names
  • Mary Grace Cuccia
  • Marygrace Cuccia
  • Mary Grace Cuccia

View on SEC IAPD

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MILLINGTON SECURITIES, LLC · RED BANK, NJ
HARTSHORNE GROUP, LLC · RED BANK, NJ
WBI INVESTMENTS, LLC · RED BANK, NJ
PRINCETON CAPITAL MANAGEMENT LLC · RED BANK, NJ
ATLAS PRIVATE WEALTH ADVISORS · RED BANK, NJ
DONALD W. CASH & ASSOCIATES, LLC · RED BANK, NJ
IEM ASSET MANAGEMENT, LLC · RED BANK, NJ

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