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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-17 |
| CA | RA | APPROVED | 2009-01-02 |
Branch Locations
21731 Ventura Blvd Suite 200, Woodland Hills, CA 91364 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Woodland Hills | CA | 01/1991 | Present |
| Raymond James Financial Services Advisors, Inc | Woodland Hills | CA | 01/2009 | Present |
(1)Name of Business: Haskell & Davis, CPA Address: 21731 Ventura Blvd., Suite 200, Woodland Hills, CA, 91364-5111, United States Activity Type: Accounting/CPA Position/Title: Partner Investment Related: No Start Date: 01/01/1991 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Practicing CPA and partner (2)Name of Business: Montecito Lifestyle LLC Address: 21731 Ventura Blvd, Suite 200, Woodland Hills, CA, 91364-5111, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 08/05/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am personally the Manager of the LLC and a 50% Investor trough my 401(K) Profit Sharing Plan (3)Name of Business: NA Address: 21731 Ventura Blvd., Suite 200, Woodland Hills, CA, 91364-5111, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 12/08/2008 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: INDEPENDENT LIFE & DISABILITY AGENT
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-09-18 |
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