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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-17
CA RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2021-03-17
  • CA RA
    APPROVED
    Since 2009-01-02

Branch Locations

21731 Ventura Blvd Suite 200, Woodland Hills, CA 91364 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Woodland Hills CA 01/1991 Present
Raymond James Financial Services Advisors, Inc Woodland Hills CA 01/2009 Present
Other Businesses

(1)Name of Business: Haskell & Davis, CPA Address: 21731 Ventura Blvd., Suite 200, Woodland Hills, CA, 91364-5111, United States Activity Type: Accounting/CPA Position/Title: Partner Investment Related: No Start Date: 01/01/1991 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Practicing CPA and partner (2)Name of Business: Montecito Lifestyle LLC Address: 21731 Ventura Blvd, Suite 200, Woodland Hills, CA, 91364-5111, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 08/05/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am personally the Manager of the LLC and a 50% Investor trough my 401(K) Profit Sharing Plan (3)Name of Business: NA Address: 21731 Ventura Blvd., Suite 200, Woodland Hills, CA, 91364-5111, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 12/08/2008 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: INDEPENDENT LIFE & DISABILITY AGENT

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-09-18
  • S63 Uniform Securities Agent State Law Examination
    2007-09-18

View on SEC IAPD

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