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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-10 |
Branch Locations
7500 Dallas Parkway Ste 485, Plano, TX 75024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Addison | TX | 08/2013 | 12/2016 |
| Bb&T Securities, Llc | Dallas | TX | 12/2016 | 03/2019 |
| Cuso Financial Services, L.P. | San Diego | CA | 04/2019 | 11/2023 |
| Simmons Bank | Dallas | TX | 11/2023 | 12/2025 |
| Lpl Financial | Dallas | TX | 11/2023 | Present |
1)10/12/2023 - Simmons Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 12/18/2025-The Noble Group-Financial Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 12/12/2025-160hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1988-05-26 |
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