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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-25 |
| NJ | RA | APPROVED | 2018-03-06 |
| VA | RA | APPROVED | 2006-09-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Field Rep | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Field Rep | NJ | 11/2016 | Present |
CO-EXECUTOR FOR MOTHER'S ESTATE, INV RELATED, BROOKLINE, MA, START: 11/1/2022, 0 HRS/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-27 |
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