John Francis Dallavalle

Current Employers

Employment History

• 01/2012 → Present
  Founders Financial Securities Llc
  Towson, MD
• 12/2015 → 01/2022
  Dallavalle Financial
  Frederick, MD
• 01/2022 → Present
  Frederick Financial Planners, Inc.
  Frederick, MD

Previous Registrations

• 2005-06-16 → 2012-01-20
  Investors Capital Corp.
  Frederick, MD
  Lynnfield, MA
  Greenville, SC
  Frederick, MD
  Lynnfield, MA
• 2001-07-16 → 2005-06-16
  Eastern Point Advisors Inc.
  Frederick, MD

Other Businesses

Associated Person of Founders Financial Securities, LLC., a broker-dealer and investment adviser located at 1026 Cromwell Bridge Road Suite 100 Towson, MD 21286. Investment related. Associated person uses FFS and DBA name for investment and insurance sales. (1) DBA Frederick Financial Planners, Inc.; Investment related; 7360 Guilford Drive Ste 200A Frederick MD 21704; investment/financial services/insurance; investment advisor representative, insurance agent; start date 12/1/2015; 160 hours/month; 80 hours/month during trading; financial planning and insurance (2) Ownership in various real estate development companies including the following: P.C. Lansdowne, LLC, Guilford Professional Center LLC, , Felix's Folly, LLC, , Buckeye Quail, LLP, Felix's Development Corporation, South Riding Defender LLLP; Not Investment-related; Development of residential lots/property; President; 4-10 hours monthly; Make decisions along with joint venture partners related to development of property. (3) LOP Rental, LLP; Not Investment Related; 125 S Carroll St Frederick, MD 21704; Real estate rental; Partner; 1/1/2019; 1 hour/month; 0 hours/month during trading; Partner; Manager duties as a limited partner. (4) FSK Investment Club; Investment-related, 7360 Guilford Drive, Suite 200A, Frederick, MD 21704. Investment Club; 1/1/1984; Treasurer; Participate in monthly meetings. (5) Select Financial Services Inc.; Not Investment-related; 7360 Guilford Drive, Suite 200A; Frederick, MD 21704; Financial services; Owner; 12/5/91; 10 hours/month; 10 hours/month during trading; Consultant. (6) Leo's Pride; Investment-related; 7360 Guilford Road, Suite 200A, Frederick, MD 21704; Family Partnership/Investment; Managing Member; 1/1/1998; 10 hours/month; 0 hours/month during trading; Manage all investment for family partnership. (7) National Christian Choir; Not Investment-related; P.O. Box 1600 Germantown, MD 20875; Non-profit choir praising the Lord in public venues; Officer/Treasurer; 2/2018; 1 hour/month; 0 hours/month during trading; Volunteer position in a non-profit. Review budgets and financial reports; no handling of company operating funds; Currently direct 100% of the organization's investable assets. (8) SIODA Foundation; Investment-related; P.O. Box 68; Boonsboro, MD 21713; Non-profit scholarship foundation; 1/20/2019; 1 hour/month; 0 hours/month during trading. (9) West Patrick Exchange Corp; Not Investment Related,31 West Patrick Street, Frederick, MD 21701; Professional trade association for qualified intermediaries under IRC 1031; Director; 5/1/2012; 1 hour per month; 0 hours per month during trading hours; Company is a qualified exchange agent owned by attorneys and accountants - may pay a dividend (11) Ausherman Family Trust; Not Investment-related; 7420 Hayward Rd, Suite 101, Frederick, MD 21702; organization formed to offer grant programs to local non-profits; Trustee; 5/20/14; 1 hours/month; 0 hours/month during trading; Grant review and approval. (12) Frederick Rescue Mission; Not investment- related organization but Treasurer role with charitable organization and Chair of Investment Committee; 419 West South Street Frederick MD 21701, 10/2021, 8 hours per month, 2 during trading hours. Will have managed brokerage account with another firm that requires two officer signatures and involved in investment decisions as chair.

Exams

• S66 Uniform Combined State Law Examination
  2007-07-10
• S63 Uniform Securities Agent State Law Examination
  1993-06-28

Designations