Steven Grill

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 09/2016
  Deutsche Bank Securities Inc.
  New York, NY
• 09/2016 → 12/2020
  Raymond James & Associates, Inc.
  New York, NY
• 07/2009 → 12/2020
  Alex Brown
  New York, NY
• 12/2020 → Present
  Jpmorgan Securities Llc
  New York, NY
• 12/2020 → Present
  Jpmorgan Chase Bank Na
  New York, NY
• 09/2017 → 12/2023
  Nash Two Llc
  Wilmington, DE
• 11/2016 → 06/2023
  Nash One Llc
  Wilmington, DE

Previous Registrations

• 2016-09-06 → 2020-12-14
  Raymond James & Associates, Inc.
  New York, NY
• 2009-06-29 → 2016-09-06
  Deutsche Bank Securities Inc.
  New York, NY
  New York, NY
• 2009-06-01 → 2009-07-02
  Morgan Stanley
  New York, NY
• 2009-01-01 → 2009-06-01
  Morgan Stanley & Co. Llc
  New York, NY
• 1993-04-28 → 2002-09-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY

Other Businesses

Entity Name: Finches, LLC Investment related: No "Address: 3105 Bandera Dr. Palo Alto, CA 94304" Nature of the other business: Advisor Position/Title/Relationship: Employee/Contractor Start Date: 03/21/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Technology Startup Company . Advising Early Stage Technology Companies I will be a small minority investor with no responsibilities. I will not be involved in any committee or decision making Another Member of Finches is a small personal client for fixed income investing. Effective 12/9/2020 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S66 Uniform Combined State Law Examination
  2008-12-31
• S63 Uniform Securities Agent State Law Examination
  1990-05-21

Other Names

• Steven Mitchell Grill
• Steven Grill