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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-18
  • TX RA
    APPROVED_RES
    Since 2019-01-18

Branch Locations

21 Henry Ave Ste 2, Pittsfield, MA 01201 • United States

Dalton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Pittsfield MA 09/2005 03/2020
Ameriprise Financial Services, Llc Pittsfield MA 03/2020 Present
Other Businesses

Other Business Activities; Saturday Evening Club; This is a social group that meets monthly, members provide a speaker or topic for discussion. There are 21 members.; there is no address, we meet wherever monthly host decides, ,; Not Investment-Related; 02/05/2014; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-07-21
  • S63 Uniform Securities Agent State Law Examination
    1987-07-21
Other Names
  • Ken Whitestone

View on SEC IAPD

Other Firms

Other Investors

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