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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-04-11 |
| IL | RA | APPROVED | 2024-03-14 |
Branch Locations
263 Shuman Blvd Ste 275, Naperville, IL 60563-7700 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Geneva | IL | 12/2011 | 03/2024 |
| Raymond James & Associates, Inc. | Naperville | IL | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 1987-05-28 |
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