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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-04-11
IL RA APPROVED 2024-03-14
  • FL RA
    APPROVED
    Since 2024-04-11
  • IL RA
    APPROVED
    Since 2024-03-14

Branch Locations

263 Shuman Blvd Ste 275, Naperville, IL 60563-7700 • United States

St. Petersburg, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Geneva IL 12/2011 03/2024
Raymond James & Associates, Inc. Naperville IL 03/2024 Present
Previous Registrations
  • 2012-01-04 → 2024-03-12
    Downers Grove, IL
    Downers Grove, IL
    Carol Stream, IL
    Lisle, IL
    Wood Dale, IL
    Downers Grove, IL
    West Chicago, IL
    Geneva, IL
    Hinsdale, IL
    Lisle, IL
    Glen Ellyn, IL
    Saint Charles, IL
    Glen Ellyn, IL
    Lombard, IL
    Crystal Lake, IL
    Algonquin, IL
    West Dundee, IL
  • 2009-03-09 → 2012-01-06
    Northbrook, IL
    Northbrook, IL
    Northbrook, IL
    Wheaton, IL
    Clarendon Hills, IL
    Downers Grove, IL
    Glen Ellyn, IL
    Westmont, IL
    Winfield, IL
    Woodridge, IL
    Woodridge, IL
    Glenview, IL
    Highland Park, IL
    Countryside, IL
    Glenview, IL
    Wilmette, IL
    Kankakee, IL
    Lombard, IL
    Lombard, IL
    Lombard, IL
  • 2006-07-07 → 2009-03-04
    Banc Of America Investment Services, Inc.
    Chicago, IL
  • 2004-01-12 → 2006-07-20
    Citicorp Investment Services
    Brookfield, IL
    Brookfield, IL
  • 2003-03-05 → 2004-01-08
    Quick & Reilly, Inc.
    Chicago, IL
  • 2001-12-04 → 2002-12-06
    A. G. Edwards & Sons, Inc.
    Lisle, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-29
S63 Uniform Securities Agent State Law Examination 1987-05-28
  • S66 Uniform Combined State Law Examination
    2001-11-29
  • S63 Uniform Securities Agent State Law Examination
    1987-05-28

View on SEC IAPD

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