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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-10-24 |
| TX | RA | APPROVED | 2019-10-24 |
Branch Locations
2056 Westings Ave Ste 500, Naperville, IL 60563 • United States
Bolingbrook, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Naperville | IL | 04/2011 | 10/2019 |
| Wells Fargo Clearing Services, Llc | Naperville | IL | 10/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-15 |
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