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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2008-01-01 |
Branch Locations
2056 Westings Ave Ste 500, Naperville, IL 60563 • United States
Glen Ellyn, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Naperville | IL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Naperville | IL | 11/2016 | Present |
TRUSTEE OF MOTHER'S TRUST; INV. RELATED; START DATE 6/2022; 5 HRS PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1988-03-08 |
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