John P Rasulo

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2006 → Present
  J.P. Morgan Securities Llc
  New York, NY
• 10/2010 → Present
  Jpmorgan Chase Bank, N.A.
  New York, NY

Previous Registrations

• 2006-11-16 → 2008-10-01
  J.P. Morgan Securities Inc.
  New York, NY
  New York, NY
• 1996-09-18 → 2006-11-17
  Chase Investment Services Corp.
  New York, NY
  New York, NY
  New York, NY

Other Businesses

Entity Name: St. John's University Investment related: Yes Address: 8000 Jamaica, NY Nature of the other business: St. John's is a private university Position/Title/Relationship: Member of the Board of Advisors Start Date: 01-Oct-2019 Approximate # of hours a month: 10-20 hours per year Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Member of the Board of Advisors for the Tobin School of Business. Responsibilites are several meeting a year to discuss curriculum and the present and future direction of the business school. Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-02-10
• S63 Uniform Securities Agent State Law Examination
  1989-05-11

Other Names

• John Peter Rasulo