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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-05-20
NC RA APPROVED 2008-01-01
  • TX RA
    APPROVED_RES
    Since 2018-05-20
  • NC RA
    APPROVED
    Since 2008-01-01

Branch Locations

421 S Church St Ste 100, Hendersonville, NC 28792 • United States

190 Biltmore Ave, Asheville, NC 28801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Hendersonville NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Hendersonville NC 11/2016 Present
Previous Registrations
  • 2006-01-19 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Hendersoville, NC
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-18
S63 Uniform Securities Agent State Law Examination 1987-07-02
  • S66 Uniform Combined State Law Examination
    2006-01-18
  • S63 Uniform Securities Agent State Law Examination
    1987-07-02

View on SEC IAPD

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