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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1998-03-02
  • TX RA
    APPROVED
    Since 1998-03-02

Branch Locations

750 Town And Country Blvd Suite 325 & 175, Houston, TX 77024-4576 • United States

550 W. Texas Avenue Suite 120, Midland, TX 79701-4255 • United States

Granbury, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Midland TX 03/2008 Present
City National Bank Midland TX 02/2022 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Midland, TX
  • 02/2022 → Present
    City National Bank
    Midland, TX
Other Businesses

(1) CACTUS SIGN COMPANY INC; ADDRESS: 3504 W. WALL STREET, MIDLAND, TX 79701; BUSINESS DESCRIPTION: SIGN AND GRAPHICS CREATION/INSTALLATION; NOT INVESTMENT RELATED; START DATE: 10/15/2005; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) CACTUS SIGN HOLDING COMPANY LP; ADDRESS: 3504 W. WALL STREET, MIDLAND, TX 79701; BUSINESS DESCRIPTION: SIGN AND GRAPHICS EQUIPMENT; NOT INVESTMENT RELATED; START DATE: 10/15/2005; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) YOUNG LIVING ESSENTIAL OILS; ADDRESS: 3125 EXECUTIVE PKWY, LEHI, UT 84043; BUSINESS DESCRIPTION: ESSENTIAL OILS; NOT INVESTMENT RELATED; START DATE: 08/01/2015; CAPACITY: DISTRIBUTOR; DUTIES: NONE- FOR PERSONAL USE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (4) GALBRAITH ENTERPRISE, LLC; ADDRESS: PERSONAL ADDRESS; BUSINESS DESCRIPTION: COMMERCIAL PROPERTY; NOT INVESTMENT RELATED; START DATE: 08/01/2017; CAPACITY: OWNER-PASSIVE; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER WEEK: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-07
S63 Uniform Securities Agent State Law Examination 1993-05-11
  • S65 Uniform Investment Adviser Law Examination
    1997-10-07
  • S63 Uniform Securities Agent State Law Examination
    1993-05-11

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