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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED_RES | 2020-03-11 |
| CT | RA | APPROVED | 2013-09-26 |
Branch Locations
55 East 52Nd Street 28Th Floor, New York, NY 10055 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | New York | NY | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. Paramount Global Solutions; Investment related; PORT WASHINGTON, NEW YORK; Match companies with vendors; Director (proprietor, partner, officer, director, employee, trustee, agent); Aug 2009; During business hours: 10; After business hours: 20; Matching companies both US and foreign for strategic alliances to develop business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-06 |
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