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Marlene M. Fowler

Raymond James & Associates, Inc.

Houston, TX

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-01-18
  • TX RA
    APPROVED
    Since 2013-01-18

Branch Locations

5847 San Felipe Street Ste 3900, Houston, TX 77057 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Houston TX 01/2013 Present
  • 01/2013 → Present
    Raymond James & Associates
    Houston, TX
Previous Registrations
  • 2009-06-01 → 2013-02-12
    Morgan Stanley
    Houston, TX
  • 2007-09-14 → 2009-06-01
    Morgan Stanley & Co. Llc
    Houston, TX
  • 2002-08-15 → 2007-09-19
    A. G. Edwards & Sons, Inc.
    Houston, TX
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-09-04
S63 Uniform Securities Agent State Law Examination 1987-05-28
  • S65 Uniform Investment Adviser Law Examination
    1996-09-04
  • S63 Uniform Securities Agent State Law Examination
    1987-05-28
Other Names
  • Marlene M Fowler
  • Marlene Monford Fowler
  • Marlene M Fowler

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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