Joseph Depietro

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 11/2017
  New Generation Power Int.
  Chicago, IL
• 12/2017 → 08/2018
  Halliday Financial Llc
  Glen Head, NY
• 08/2018 → 06/2020
  Temporary Retirement
  New York, NY
• 06/2020 → 03/2022
  Dinosaur Financial Group Llc
  New York, NY
• 01/2023 → 03/2025
  Td Bank N.A.
  Melville, NY
• 01/2023 → 03/2025
  Td Private Client Wealth Llc
  Melville, NY
• 02/2020 → 09/2021
  True Trade Ltd
  London
• 03/2022 → 01/2023
  Unemployed
  Westhampton, NY
• 03/2025 → Present
  Lpl Financial
  Bohemia, NY
• 03/2025 → Present
  M&T Bank
  Bohemia, NY

Previous Registrations

• 2023-02-09 → 2025-03-17
  Td Private Client Wealth Llc
  Melville, NY
  New York, NY
• 2017-12-22 → 2018-08-20
  Tsa Management Inc
  Glen Head, NY
• 2014-03-12 → 2015-12-03
  Morgan Stanley
  Garden City, NY

Other Businesses

1- 03/2025 / Wilmington Advisors @ M&T / DBA for LPL Business (entity for LPL business) / INV RLTD / AT LOCATION

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-02-07
• S66 Uniform Combined State Law Examination
  2014-03-06
• S63 Uniform Securities Agent State Law Examination
  2007-03-19

Other Names

• Joseph Vincent Depietro
• Joseph Vincent Depietro
• Joseph Vincent Depietro