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Current Employers
Martin & Associates Investment Advisory Services Llc

102 Fontainbleau Drive Bldg. E-1, Mandeville, LA 70471 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2009-11-10
  • LA RA
    APPROVED
    Since 2009-11-10

Branch Locations

594 Asbury Dr. Suite B, Mandeville, LA 70471 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Mandeville LA 10/2009 11/2023
Martin & Associates Investment Advisory Services Llc Mandeville LA 11/2009 Present
Osaic Wealth, Inc. Mandeville LA 11/2023 Present
Other Businesses

1) INDEPENDENT RIA: MARTIN AND ASSOCIATES, INVESTMENT RELATED, 594 ASBURY DR. STE B MANDEVILLE, LA 70471, IAR, NOVEMBER 6, 2009, 80 HR MTH, 4 HRS DURING TRADING HRS, PORTFOLIO MANAGEMENT AND SECURITIES SALES. 2) MARTIN-LABOURDETTE REAL ESTATE HOLDINGS, LLC; Co-Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2015; 102 Fontainbleau Dr, Bldg E-1, Mandeville LA 70471; DESCRIPTION: Maintaing LLC checking account. 3) LEO LABOURDETTE POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 01/01/1987 ADDRESS: 102 Fontainbleau Dr. Bldg E-1, Mandeville LA 70471, United States DESCRIPTION: Life and Fixed annuity sales 4)40 LABOURDETTE FINANCIAL SERVICES, LLC POSITION: Owner - NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2007 ADDRESS: 102 Fontainbleau Dr. Blgg E-1, Mandeville LA 70471, United States DESCRIPTION: This is my DBA name. 5) MARTIN AND ASSOCIATES POSITION: IAR NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 11/06/2009 ADDRESS: 102 Fontainbleau Dr, Bldg E-1, Mandeville LA 70471, United States DESCRIPTION: portfolio mangement and securities sales

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-10-26
S63 Uniform Securities Agent State Law Examination 1987-05-21
  • S65 Uniform Investment Adviser Law Examination
    2010-10-26
  • S63 Uniform Securities Agent State Law Examination
    1987-05-21
Designations

View on SEC IAPD

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