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Paul Werner Caan

Stifel, Nicolaus & Company, Incorporated

New York, NY

St. Petersburg, FL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-06-24
CT RA APPROVED 2021-10-01
NY RA APPROVED 2021-10-01
  • FL RA
    APPROVED
    Since 2026-06-24
  • CT RA
    APPROVED
    Since 2021-10-01
  • NY RA
    APPROVED
    Since 2021-10-01

Branch Locations

1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States

St. Petersburg, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc New York NY 01/2017 Present
Unemployed Greenwich CT 06/2016 01/2017
  • 01/2017 → Present
    Stifel Nicolaus & Co Inc
    New York, NY
  • 06/2016 → 01/2017
    Unemployed
    Greenwich, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-09-30
S63 Uniform Securities Agent State Law Examination 1987-06-10
  • S65 Uniform Investment Adviser Law Examination
    2021-09-30
  • S63 Uniform Securities Agent State Law Examination
    1987-06-10

View on SEC IAPD

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