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3801 Pga Boulevard Suite 603, Palm Beach Gardens, FL 33410 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-10-25 |
Branch Locations
295 Seven Farms Drive Suite 204, Charleston, SC 29492 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Landau, Arnold, Laufer | Babylon | NY | 01/2014 | 09/2017 |
| North Ridge Securities Corp | Melville | NY | 12/2014 | 08/2017 |
| Imperial Capital Asset Management, Llc | Stamford | CT | 09/2017 | 05/2022 |
| Great Elm Capital Management, Inc. | Waltham | MA | 05/2022 | Present |
PAL CONSULTING CORP; NON-INVESTMENT-RELATED; 23 OAK STREET, BABYLON, NY 11702; ACCOUNTING FIRM; SOLE OWNER; 10 HOURS/MONTH DEVOTED TO THIS BUSINESS; 10 HOURS/MONTH DEVOTED TO THIS BUSINESS DURING SECURITIES TRADING HOURS; AS A CPA, PAUL ALOTTA PROVIDES ACCOUNTING WRITE-UP WORK AND TAX SERVICES TO CLIENTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-15 |
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