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88 Post Road West 2Nd Floor, Westport, CT 06880 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-09-05 |
| FL | RA | APPROVED | 2023-10-30 |
Branch Locations
Fountain Square 2700 N. Military Trail, Suite 230, Boca Raton, FL 33431 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Boca Raton | FL | 08/2012 | 10/2023 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 10/2023 |
| Alliance Global Partners | Boca Raton | FL | 10/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 04/2023 | Present |
Counsel for Justice, 501c(3) charitable organization, not investment-related; 1541 Wilshire Blvd., Los Angeles, CA 90017; member of the board, advising Investment Committee, start date 4-14-26; 1-2 hours /month, none during trading hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-14 |
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