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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-05-21 |
| TX | RA | APPROVED_RES | 2018-05-20 |
Branch Locations
5355 Town Center Road Suite 800, Boca Raton, FL 33486 • United States
Boca Raton, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Boca Raton | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Boca Raton | FL | 11/2016 | 05/2018 |
| Rbc Capital Markets, Llc. | West Palm Beach | FL | 05/2018 | Present |
| City National Bank | West Palm Beach | FL | 07/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-12 |
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