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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-05-22
FL RA APPROVED 2014-02-10
  • TX RA
    APPROVED
    Since 2017-05-22
  • FL RA
    APPROVED
    Since 2014-02-10

Branch Locations

33715 Us Highway 19 North, Palm Harbor, FL 34684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Achieva Credit Union Largo FL 12/2006 Present
Cetera Investment Services Llc St.CLoud MN 02/2014 Present
Cetera Investment Advisors Llc Clearwater FL 02/2014 Present
  • 12/2006 → Present
    Achieva Credit Union
    Largo, FL
  • 02/2014 → Present
    Cetera Investment Services Llc
    St.CLoud, MN
  • 02/2014 → Present
    Cetera Investment Advisors Llc
    Clearwater, FL
Previous Registrations
  • 2001-04-23 → 2014-02-06
    Cuna Brokerage Services, Inc.
    Largo, FL
    Palm Harbor, FL
    Palm Harbor, FL
Other Businesses

1) DALA LLC 50% OWNER WITH SPOUSE. EQUESTRIAN BOARDING AND TRAINING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-08-19
  • S63 Uniform Securities Agent State Law Examination
    1987-08-19
Designations

View on SEC IAPD

Other Firms

Other Investors

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