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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-06-20
  • TX RA
    APPROVED
    Since 2017-06-20

Branch Locations

6950 Tpc Dr, Mckinney, TX 75070 • United States

33451 Us Highway 19 N Global Human Resources- The Academy,, Palm Harbor, FL 34684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Plano TX 10/2015 Present
Bank Of America, N.A. Plano TX 10/2015 Present
Previous Registrations
Other Businesses

I* 1715293 For profit or not for profit: Entity For Profit Name of outside business organization: Insurance Architects, LLC Investment related: no Address of business: Denison, TX, 75020 Nature of business: Limited Liability Company Position, title, association: Owner Start date of relationship: 11/20/2022 Number of hours devoted: 0 yearly Number of hours devoted during trading hours: 0 Duties: Owner, entity created to hold land purchased for long-term investment.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-30
  • S66 Uniform Combined State Law Examination
    2012-04-30
Other Names
  • Ann Marie Scott
  • Ann Marie Barrett
  • Ann Barrett
  • Ann Holder
  • Ann M Holder
  • Ann Marie Holder

View on SEC IAPD

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