Cathy Ann Wagner

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1993 → 11/2018
  Fsc Securities Corporation
  Palm Harbor, FL
• 04/1993 → 11/2023
  Fsc Securities Corporation
  Palm Harbor, FL
• 11/2023 → Present
  Osaic Wealth, Inc.
  Palm Harbor, FL

Previous Registrations

• 1993-04-30 → 2023-11-03
  Fsc Securities Corporation
  Palm Harbor, FL
• 2004-04-02 → 2011-12-31
  Cathy A. Wagner, Cfp, Ria
  Palm Harbor, FL
• 2004-04-02 → 2010-12-31
  Cathy A. Wagner, Cfp, Ria

Other Businesses

1) INDEPENDENT RIA: CATHY A. WAGNER, CFP, INVESTMENT RELATED, 2662 W LAKE ROAD PALM HARBOR FL 34684, OWNER, 1987, 15, 1, ; CREATE WRITTEN FINANCIAL PLAN FOR CLIENTS. 2) CORPORATE RIA: FSC SECURITIES, INVESTMENT RELATED, 2662 W LAKE ROAD PALM HARBOR FL 34684, OWNER, 1990, 20, 10, PREPARES FINANCIAL PLANS. 3) PROFIT/NON-PROFIT I: PALM HARBOR FIRE DEPT PENSION PLAN BOARD, NOT INVESTMENT RELATED, WEST LAKE ROAD PALM HARBOR FL 34684, CHAIRPERSON, 2002, 1, 0, NO COMPENSATION, CHAIR QUARTERLY BOARD MEETINGS. 4) INSURANCE: CATHY A. WAGNER, CFP, INVESTMENT RELATED, 2662 W LAKE ROAD PALM HARBOR FL 34684, INDEPENDENT INSURANCE AGENT/OWNER, STARTED OVER 20 YEARS AGO, 1, 0, SELECT APPROPRIATE INSURE FOR CLIENTS. 5. CATHY A. WAGNER, CFP POSITION: Owner, RIA NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1987 ADDRESS: 2662 w lake road, palm harbor FL 34684, United States DESCRIPTION: create written financial plan for clients 6. MARKETING DBA WAGNER ADVISORY GROUP POSITION: owner NATURE: dba Marketing Name INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2018 ADDRESS: 2662 w lake road, palm harbor FL 34684, United States DESCRIPTION: This OBA disclosure is just to notify of our Marketing dba Wagner Advisory Group.

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-08-18

Designations

• Certified Financial Planner

Other Names

• Cathy Ann Wagner
• Cathy Ann Wagner