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Kimberly M Williams

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Indianapolis, IN

Palm Harbor, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-02-05
  • FL RA
    APPROVED
    Since 2021-02-05

Branch Locations

510 E 96Th St Global Human Resources- The Academy, Indianapolis, IN 46240 • United States

33451 Us Highway 19 N Global Human Resources- The Academy,, Palm Harbor, FL 34684 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tampa FL 12/2003 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-02
  • S66 Uniform Combined State Law Examination
    2021-02-02
Other Names
  • Kimberly Marie Proctor
  • Kimberly Lamb
  • Kimberly Marie Lamb

View on SEC IAPD

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