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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
600 Trancas St, Ste 200, Napa, CA 94558-3083 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Napa | CA | 04/1987 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Napa | CA | 07/1987 | Present |
| Pinnacle Plan Management, Inc | Napa | CA | 09/2018 | Present |
| Lpl Financial Llc | Napa | CA | 07/2021 | Present |
1)07/20/2021 - Wine Valley Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 07/2021 2)07/20/2021 - Pinnacle Plan Management, Inc. - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 09/2018
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 1989-12-14 |
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