Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2018-03-15 |
| TX | RA | APPROVED_RES | 2013-01-28 |
| CA | RA | APPROVED | 2007-02-05 |
Branch Locations
700 Main St, Napa, CA 94559 • United States
1331 N California Blvd, Walnut Creek, CA 94596 • United States
Moraga, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Walnut Creek | CA | 02/2004 | Present |
I*6829 For profit or not for profit: Name of outside business organization: family owned San Francisco apartment Investment related: Address of business: San Francisco, California 94109 Nature of business: , Position, title, association: , Start date of relationship: 9/1/2018 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties: I*10398 For profit or not for profit: Name of outside business organization: Condo Rental Investment related: Address of business: Walnut Creek, California 94597 Nature of business: , Position, title, association: , Start date of relationship: 2/1/2021 Number of hours devoted: 5 hour(s) Number of hours devoted during trading hours: 0 Duties: I*2029294, Entity Type Fiduciary, Name of OBA: the J F E & N E 2000 family trust Address: Orinda, California, 94563 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: Oct-01-2024 No Hours: 0 No Hours during trading: 0 Duties: I*2026391, Entity Type Fiduciary, Name of OBA: M E and R L E 2020 Family Trus Address: Moraga, California, 94556 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: Oct-01- 2024 No Hours: 0 No Hours during trading: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-02 |
Reach out to this advisor