Fabiana A Filips

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2004 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Walnut Creek, CA

Other Businesses

I*6829 For profit or not for profit: Name of outside business organization: family owned San Francisco apartment Investment related: Address of business: San Francisco, California 94109 Nature of business: , Position, title, association: , Start date of relationship: 9/1/2018 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties: I*10398 For profit or not for profit: Name of outside business organization: Condo Rental Investment related: Address of business: Walnut Creek, California 94597 Nature of business: , Position, title, association: , Start date of relationship: 2/1/2021 Number of hours devoted: 5 hour(s) Number of hours devoted during trading hours: 0 Duties: I*2029294, Entity Type Fiduciary, Name of OBA: the J F E & N E 2000 family trust Address: Orinda, California, 94563 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: Oct-01-2024 No Hours: 0 No Hours during trading: 0 Duties: I*2026391, Entity Type Fiduciary, Name of OBA: M E and R L E 2020 Family Trus Address: Moraga, California, 94556 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: Oct-01- 2024 No Hours: 0 No Hours during trading: 0 Duties:

Exams

• S66 Uniform Combined State Law Examination
  2007-02-02

Other Names

• Fabiana A Escobar
• Fabiana A. Escobar