Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-07-15
CA RA APPROVED 2003-12-01
  • TX RA
    APPROVED_RES
    Since 2015-07-15
  • CA RA
    APPROVED
    Since 2003-12-01

Branch Locations

700 Main St, Napa, CA 94559 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Napa CA 09/2003 Present
Bank Of America, N.A. Napa CA 08/2009 Present
Other Businesses

I*547346 Entity Type; Rental Property Name of outside business organization: Rental Property 1 Investment related: No Address of business: Reno, Nevada, 89521 Position, title, association: Co-owner with other family members Start date of relationship: 10/19/2021 Number of hours devoted: 1.5 hour(s) Monthly Number of hours devoted during trading hours: 0.5 Duties: Co owner with other family members/rental property I*1162280 Entity Type: Rental Property Name of outside business organization: Rental Property 2 Investment related: No Address of business: Bozeman, Montana, 59718 Position, title, association: Co-owner with other family members, Start date of relationship: 2/17/2023 Number of hours devoted: 3 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Co owner with other family members/rental property I*4380266 Entity Type: Fiduciary role Name of OBA: C. J V. Address: SAINT HELENA, California, 94574 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/13/2026 Number of Hours: 5, Yearly Number of Hours during trading: 1, Yearly Duties: Power of Attorney/Parents I*4380265 Entity Type: Fiduciary role Name of OBA: C. J V. 2002 TRUST Address: SAINT HELENA, California, 94574 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 04/13/2026 Number of Hours: 5, Yearly Number of Hours during trading: 1, Yearly Duties: Co-Trustee/Parents

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-11-11
S63 Uniform Securities Agent State Law Examination 2001-09-17
  • S65 Uniform Investment Adviser Law Examination
    2003-11-11
  • S63 Uniform Securities Agent State Law Examination
    2001-09-17

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Napa, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor