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Wyatt Raymond Knippen

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Napa, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-03
CA RA APPROVED 2018-03-07
  • TX RA
    APPROVED
    Since 2019-01-03
  • CA RA
    APPROVED
    Since 2018-03-07

Branch Locations

700 Main St, Napa, CA 94559 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Napa CA 10/2017 Present
Beach & O'NEill Insurance Associates Citrus Heights CA 04/2016 10/2017
Bank Of America, N.A. Napa CA 04/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-06
  • S66 Uniform Combined State Law Examination
    2018-03-06
Other Names
  • Wyatt Knippen

View on SEC IAPD

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HARRINGTON INVESTMENTS, INC. · NAPA, CA
WELLS FARGO CLEARING SERVICES, LLC · NAPA, CA
5T WEALTH, LLC · NAPA, CA
BENEFITS PLUS, LLC · NAPA, CA
LPL FINANCIAL LLC · NAPA, CA

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