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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-01-26
  • PA RA
    APPROVED
    Since 2010-01-26

Branch Locations

52 Glenmaura National Bd Ste 303, Moosic, PA 18507-2101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Ins. Co. Milwaukee WI 05/1985 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 03/1987 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 05/1985 → Present
    Northwestern Mutual Life Ins. Co.
    Milwaukee, WI
  • 03/1987 → Present
    Milwaukee, WI
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. DRNK, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 01/06/2026, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-07-01
  • S63 Uniform Securities Agent State Law Examination
    1987-07-01
Designations
Other Names
  • Jack Carr

View on SEC IAPD

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